Branch Controls and Accountability

Tuesday, November 3, 2020 10:00 am - 11:30 am CT

A Program

Click Here to register for live program $265

Click Here to register for live program and recording $395*

Responsibility for the vault, maintining teller cash limits, and exercising dual control are among the most important responsibilities in the branch. Auditors and examiners continuously cite financial institutions for lack of "dual control" or inadequate control procedures.

Regardless of how many staff members there are, the branch responsibiiltiies must be adequately completed and a solid documentation trail is essential to protecting yourself and your fellow employees. No one wants to be the subect of an investigation for missing cash! Take time to join us to ensure your branch control processes are solid, understand the reasons for the control and obtain examples of various logs and procedures.

What You Will Learn

  • Dual Control best practices and procedures for:

    • Vault entry logs
    • Vault Cash
    • Security Logs - bait money straps, security device logs, etc.
    • Teller Audits
    • ATM Audits Relating the "Fraud Triangle" to front line operations
    • Procedures - How to develop "Cheat Sheets" for branch operations


Molly Stull

Molly began her banking career on the teller line while working on her undergraduate degree and has continued working in the financial industry ever since. Some of her experience includes roles in operations, business resumption planning, consumer compliance, and conducting audits. Her favorite role is ensuring that her audience, whether on the sports field or in the financial industry, understands the "why" behind the rule. Her wealth of financial knowledge and her numerous years of experience enable her to relate the material to the audience.


* Registration Plus Recording: Includes the live session (one connection, unlimited attendees), CD ROM, (shipped 7-10 business days after live session), unlimited access to OnDemand Playback and links to presenter materials and supplementary handouts for 6 months after live session.