Compliance ManagementThursday, January 20th, 2022 - 10:00 am - 12:00 pm CTA BankWebinars.com Program |
Click Here to register for live program and Receive Recording $395 |
This webinar will look at the expectations/requirements related to a financial institution’s Compliance Management System (CMS). You will learn how best utilize your resources to create an effective CMS, as well as improve and/or enhance your current CMS. Compliance Management Systems are a vital and necessary part of your organization’s success. As you look to develop or fine tune your CMS, there are a few things to keep in mind. There is no “recipe” for compliance management. One size does not fit all. While there is a basic framework that should be used, what works for one organization may not work for you. To be successful, you’ll need to apply the principles and adjust them to fit your culture, environment, personnel and systems. Establishing a healthy CMS is also a process that takes time. It’s not a one and done process. It’s a process that evolves and continually changes. Covered Topics
A message from the Presenter, David Dickinson: Your Compliance Management Systems are a vital and necessary part of your organization’s success. As you look to develop or fine tune your CMS, there are a few things to keep in mind:
David DickinsonDavid’s banking career began as a field examiner for the FDIC in 1990. He later became a Compliance Officer and Loan Officer for a small bank. In 1993, he established Banker’s Compliance Consulting. Along with his amazingly talented Team, he has written numerous compliance articles for prestigious banking publications and has developed compliance seminars that Banker’s Compliance Consulting produces. |