Gain
a better understanding of legal and regulatory requirements and
practical considerations for both electronic and paper document
retention and destruction.
Financial institutions are subject to an array of statutory, common law and other obligations to preserve documents. Given the size of many financial institutions and the complex regulations governing them, financial institutions are acutely sensitive to the costs, burdens, challenges and pitfalls associated with document preservation and destruction.
This topic helps internal and external counsel for financial institutions to understand the obligations they face, and the best practices for creating cost-effective and efficient document retention and destruction policies. This information is critical for any financial institution, especially those that are considering making changes to their policies, implementing new document related software, or engaging in litigation.
Learning Objectives:
- You will be able to define the best practices for efficiently and effectively retaining necessary documents and ridding your institution of unnecessary documents.
- You will be able to explain when and why outside counsel should become involved in document retention and destruction issues.
- You will be able to identify the rules and principles that may apply to your institution’s document retention and destruction obligations.
- You will be able to recognize good and bad document retention and destruction policies and practices
This Live Webinar Covers These Hot Issues:
How to Identify Your Institution's Document Retention and Destruction Obligations
- Statutory Requirements
- Common Law Requirements
- Other Considerations
- What Can Go Wrong
- Best Practices
- Making Effective Use of Internal Resources and Outside Counsel
- Examples of Effective and Ineffective Policy Language
Credit Information (Sponsored by Lorman Education Services)
- CLE
- CPE
- NASBA
For Detailed Credit Information page
click here
Only registered attendee will receive continuing education credit.
Faculty
Manny Caixeiro, Dentons
- Partner in the Los Angeles office of Dentons
- Practice emphasizes complex commercial and intellectual property disputes in the financial services, software, medical device and entertainment industries, and he has served as outside in-house counsel for major financial institutions
- Conducts regular seminars and workshops on numerous best practices for document retention and discovery, and the valuation of assets such as intellectual property
- Author of several publications related to the use of artificial intelligence in the law (including for document management purposes), intellectual property valuation, damages and monetization
- J.D. degree, Columbia University School of Law; B.A. degree, Yale University
- Can be contacted at manny.caixeiro@dentons.com or 213-892-5010
Timothy Carroll, Dentons
- Partner in the Chicago office of Dentons
- Practice emphasizes high stakes commercial, intellectual property and technology litigation and has advised many companies about their document retention and destruction policies, and has crafted such policies for many business
- Conducts regular seminars and workshops on numerous document retention and destruction policies, and intellectual property litigation
- Author of several publications related to the areas of artificial intelligence in the law (including for document management purposes), intellectual property valuation, damages and monetization
- J.D. degree, DePaul University College of Law; B.S. degree, University of St. Francis
- Can be contacted at tim.carroll@dentons.com or 312-876-2544
(Not available outside the US)