Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task.
Carl Pry, a well known and highly respected compliance expert and recipient of the 2015 ABA Distinguished Service Award will be presenting a quarterly update that will address new items to be aware of, deadlines and what's on the horizon. In a simple language webinar format that you can view from your office, Carl will make sure you have the information you need to keep your financial institution in compliance.
Attendees love the handouts that Carl provides each quarter including a calendar and timeline of future expected regulatory updates.
Topics Will Include:
- CRA reform from the OCC – what does it mean?
- New fintech charter from the OCC
- CFPB supervisory highlights – what’s hot at the Bureau?
- Future of disparate impact
- HMDA interpretations from Dodd-Frank reform
- Small BHC relief
- Reg. Z threshold changes
- CFPB and MLA exams
- CRA downgrade policy guidance from OCC
- Final rule on annual privacy notices
- CFPB’s “sandbox” on disclosures and regulation
- HMDA file format verification tool and 2017 information
- NFIP extension through Nov. 30
- Fed’s new Consumer Compliance Supervision Bulletin
- OCC guidance on loan to deposit ratios
Who Should Attend?
Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.
Instructor
Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Managing Director for Treliant Risk Advisors in Washington, DC. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country.
He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.